OCREUS Group

Contact us for specific details of our case studies.

The below list provides some headline highlights of just some of the engagements we have delivered for our clients:

  • FC and AML advisory for payment services firm
  • FC and AML remediation programme for international bank
  • CASS review and advisory for brokerage firm
  • FCA Skilled Persons Review – Conducted Review and Recommend assessment and report on payment services firm
  • New business and product offering build out including regulatory advisory and process development delivery for major sell side firm
  • FCA Skilled Persons Review – Conducted Review and Recommend assessment and report on buy side firm
  • Brexit – Programme Management and Delivery at large global IB
  • Interim Management – Risk Management and Governance role at large Asset Manager
  • Assurance Monitoring – Annual Fed assessment and reporting at major global IB’s
  • MiFID II Programme – Research and Best Execution, Advisory for Asset Manager
  • MiFID II programme – Programme Management for the delivery of multiple workstreams at a major international Investment Bank
  • Advisory, ‘Review and Recommend” assessment of trading product processes to current and future regulatory regimes for Prime Brokerage.
  • Portfolio ‘due-diligence, review’ and restructure, flows, documentation and legal review.
  • Audit and Compliance ‘Agreed-Upon Procedures’ review and training for Utility firm.
  • ‘Combined’ ‘Agreed upon procedures’ & ‘Review and Recommend’ assessment/s of trading process under MiFID and EMIR.
  • Leadership and senior management profiling, conduct, ethics and behavioural review and recommendations and coaching at global US banking institution.
  • Resourcing Secondment – Deployment of resources into line management and technical business role\s for global custodian.
  • Interim Management – Business COO including overseeing new product and business origination, client delivery at global bank.
  • New business and product origination build out including process development.
  • Business and supporting operating model review, recommendations and implementation.
  • Technology Information Security – Performed information security review including ISO27001 for UK financial services firm.
  • Fact pattern analysis and forensic review of trading activity, documented procedures and Audits, providing Expert report for a Global bankruptcy civil claim in the US court.
  • Expert Witness advisory, Expert report, Case management and detailed trading, processing, documentation and audit analysis for Hedge Fund, UK court criminal case.
  • OTC Derivatives Strategy – Part of a global review to evolve focused business strategy in reaction to the developing post trade regulatory environment.
  • CASS – Ensuring compliance with both CASS and MiFID’s Custody and Client Money regulations
  • Expert advisory, Expert report, Case management and detailed data analysis for regulatory matters for Tier 1 global investment bank.
  • Expert report, Case management and detailed data analysis for numerous cases across multiple global jurisdictions,  for a global investment bank,  including: Hong Kong, Japan, South Korea, Europe, North America, Canada, South America, Israel and Russia.
  • Group Company Entity Structures – Analysing entity relationships, structures and transactional flow. Implementing solutions to entity compression through rationalisation.
  • Jurisdictional Risk – Unwinding the cross-border legal, regulatory and process challenges to retrieve a global trading asset position inventory.
  • Stock Record forensic review and assessment for US Investment Bank – Conducting stock record forensic tracing analysis, ensuring robust client money classification.
  • Process Re-Engineering – Rebuilding and running full operations and supporting capital markets infrastructure.
  • Operational Processing Solution – Strategy, solution and delivery to migrate from a legacy Operations trade processing platform.
  • Interim management – Head of Operations overseeing build out, development, staffing and daily management.
WP to LinkedIn Auto Publish Powered By : XYZScripts.com