Regulation, Control, Risk and Compliance

Bringing Stability, Resilience and Prevention to provide a future proofed solution 

Over the last few years we have seen unprecedented levels of publicity and scrutiny of Financial Services and Corporate business. High profile businesses have failed, had their challenges or been repeatedly fined. In response, wholesale regulation, directive and legislation reform continues to sweep through global markets leading to unprecedented change and uncertainty and further stress, strategy considerations and compliance.

Compliance attestation, supervision, increased transparency, governance and mitigation across Volcker, CASS, EMIR, UCITS, AIFMD, MAR, FRTB, MiFID II, CSDR, BCBS, GDPR, SMcR, SFTR and Brexit all present numerous challenges. There are variations around just about everything, from business strategy, entity model, products, segregation, reporting, clearing, record keeping, margin and collateral and more – these are indicative of the higher-level milestone reform driven challenges to solve for.

Being able to understand and operationally solve for these remains as important as ever. Providing financial and operational stability along with governance, control and risk management  through smart and dynamic solutions is essential.

Regulatory offerings from the OCREUS Group brings together our deep experience of reform clarification and implementation to help our clients address the reform wave with greater confidence, clarity of direction and practical operational changes.

Please contact us about our specific control and reform programmes and we will be happy to discuss further, or follow the regulatory news updates.