Regulation, Control, Risk and Compliance

Bringing Stability, Resilience and Prevention to provide a future proofed solution 

Over the last few years we have seen unprecedented levels of publicity and scrutiny of Financial Services operational failures. High profile businesses have failed or been repeatedly fined. In response, wholesale regulation, directive and legislation reform is sweeping through global markets leading to unprecedented change and uncertainty and further operational stress.
Over the coming years a suite of new and enhanced reform requirements will become compulsory. Business translation of legal, jurisdictional and regulatory change is critical to ensuring robust compliance.

Compliance attestation, supervision, increased transparency, governance and mitigation across Volcker, CASS, EMIR, UCITS, AIFMD, MAR, SFTR, MiFID II, CSDR, BCBS, SMcR and GDPR all present numerous compliance challenges. There are variations around record keeping, segregation, reporting, clearing, margin and collateral and more – these are indicative of the higher-level milestone reform driven challenges to solve for.

Being able to understand and operationally solve for these remains as important as ever. Providing financial and operational stability along with operational governance through smart and dynamic solutions is essential.

Regulatory offerings from the OCREUS Group brings together our deep experience of reform clarification and implementation to help our clients address the reform wave with greater confidence, clarity of direction and practical operational changes.

Please contact us about our specific control and reform programmes and we will be happy to discuss further, or follow the regulatory news updates.